M&T Securities, Inc.'s Order Routing Practices

SEC RULE 606, Quarterly Reports on Order Routing Practices

Broker-dealers are required to disclose any material arrangements with the venues to which individual orders were routed, including, but not limited to, any internalization or payment for order flow arrangements.

For Institutional Customers

For Institutional Customers – To view our current quarterly report visit FINRA's NMS Equity and Option Order Routing Reports and follow the below directions.

Accessing Quarterly Routing Practices Reports 

To view the most recent quarterly report, enter “M&T Securities” under “Firm Name or CRD,”  input the year and quarter you'd like to view, then click "Apply." 

Investment Products: • Are NOT Deposits • Are NOT FDIC-Insured • Are NOT Insured By Any Federal Government Agency • Have NO Bank Guarantee • May Go Down in Value​​​​​
Brokerage services are offered by M&T Securities, Inc. (member FINRA/SIPC), not by M&T Bank.